US institutional investors

Scottish Widows Investment Partnership (SWIP) is one of the largest asset managers in the UK. In total, we manage assets worth $151.0 billion* .  Our size makes us a major investor in all asset classes - including equities, real estate, bonds and cash.

We manage life assurance, pension and investment funds for Scottish Widows and our parent company Lloyds TSB - one of the UK's largest financial organisations. We also manage a diverse range of specialist funds for our UK and international clients, including large pension schemes, charities and local government.

We have enjoyed an established presence in the US since 1993.  Our office is located in New York, from where we can meet the client servicing needs of our US clients.

*Source: SWIP as of September 30, 2008


 

Compliance

Important Compliance Information for US Institutional Investors

This section of the website should not be accessed by other US investors


Important Compliance Information for US Institutional Investors

This section of the website should not be accessed by other US investors

For purposes of this website the term "Institutional Investor" means:

(A) a bank, savings and loan association, insurance company, or registered investment company;

(B) an investment adviser registered either with the Securities and Exchange Commission under Section 203 of the Investment Advisers Act of 1940 or with a state securities commission (or any agency or office performing like functions);

(C) a governmental entity or subdivision thereof;

(D) an employee benefit plan that meets the requirements of Section 403(b) or Section 457 of the Internal Revenue Code and has at least 100 participants, but does not include any participant of such a plan;

(E) a qualified plan, as defined in Section 3(a)(12)(C) of the Act, that has at least 100 participants, but does not include any participant of such a plan;

(F) a member of the National Association of Securities Dealers or a registered associated person of such a member;

(G) any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of at least $50 million; and

(H) a person acting solely on behalf of any such institutional investor.

For use by institutional investors only. The content of this site should not be accessed by retail or other non-institutional customers.

This site is operated and issued by Scottish Widows Investment Partnership Limited, Company No. 794936. Registered Office in the United Kingdom at 10 Fleet Place, London, EC4M 7RH. Tel: +44 131 655 8500. Scottish Widows Investment Partnership Limited is authorised and regulated in the UK by the Financial Services Authority and is entered on their register under number 193707 (http://www.fsa.gov.uk/register).

Scottish Widows Investment Partnership is an investment adviser registered with the US Securities and Exchange Commission (SEC)

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